The US Treasury Department and the Securities and Exchange Commission have jointly proposed new rules to combat money laundering and terrorist financing by requiring fund advisers to implement customer identification programs. The proposed rules aim to prevent investment funds from being used for illicit activities.
US Treasury seeks to close money-laundering loopholes https://t.co/j6h5QdeBrW https://t.co/mq0CktRlxf
⚠️ US SEC UPDATES CUSTOMER DATA HACKING RULES FOR WALL STREET Full Story → https://t.co/ps7k7WcHXo Wall Street's top regulator on Thursday said it had updated rules to ensure investment companies and others work to detect and respond to hackers' theft of customer data. https://t.co/YFCKKgEcFn
⚠️ US TREASURY'S FINANCIAL CRIMES UNIT SEEKS TO CLOSE MONEY-LAUNDERING LOOPHOLES Full Story → https://t.co/KUT6clKgXe The U.S. Treasury Department's Financial Crimes Enforcement Network (FinCEN) said on Thursday it is looking whether more regulations are needed to prevent…
Yesterday, the SEC & @FinCENnews jointly proposed a new rule that would require SEC-registered investment advisers & exempt reporting advisers to establish, document, & maintain written customer identification programs. More: https://t.co/dtHKUiy0QW https://t.co/kBixBBPCs1
US financial regulators propose anti-money laundering rules for fund advisers https://t.co/PEY4bLkiyM https://t.co/JuQIydipX1
⚠️ US FINANCIAL REGULATORS PROPOSE ANTI-MONEY LAUNDERING RULES FOR FUND ADVISERS Full Story → https://t.co/AuzmlDAruG Two U.S. financial regulators jointly proposed new rules on Monday that would fight money laundering by requiring fund advisers to document customer…
The US Treasury Department and the Securities and Exchange Commission proposed new rules that aim to keep investment funds from being used to launder money or fund terrorist activity https://t.co/haYDEEyP2P