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Wall Street firms will soon face stiffer penalties for running afoul of US derivatives rules and more often admit their misconduct when settling with the Commodity Futures Trading Commission. Citadel Securities and a trade group have sued the SEC over changes to how trading data are reported and paid for in the markets. Financial firms may now have to screen staff video calls for possible rule-breaking as regulators tighten surveillance. US regulators are also focusing on dangers posed by highly leveraged hedge fund trades and considering options to rein in risks to the broader financial system. The NYSE and Nasdaq would no longer be able to offer a special discount that rewards Wall Street brokerages for routing large amounts of trade orders to them under a new plan from the SEC.
The NYSE and Nasdaq would no longer be able to offer a kind of special discount that rewards Wall Street brokerages for routing large amounts of trade orders to them under a new plan from the SEC https://t.co/HqfDIPKAmr
The NYSE and Nasdaq would no longer be able to offer a kind of special discount that rewards Wall Street brokerages for routing large amounts of trade orders to them under a new plan from the SEC https://t.co/IFsDPjEFes
US Weighs Leaning on Banks to Curb Hedge Fund Leveraged Trading "Regulators are especially concerned about the growth of one strategy known as the basis trade, which involves the use of leverage to profit from the price gap between Treasury futures and the underlying cash… https://t.co/onzUmrpa7c
Top US regulators are zeroing in on dangers posed by highly leveraged hedge fund trades, and considering options to rein in risks to the broader financial system. https://t.co/IscDCIwfWJ
With text messages and emails under tightened surveillance, financial firms may now have to screen staff video calls for possible rule-breaking, amid concern regulators are poised to scrutinize such calls for compliance breaches https://t.co/AQGOO01K4A
Citadel Securities and a trade group sued the SEC over changes the regulator is making to how trading data are reported and paid for in the markets https://t.co/z0IL1oqtrw
Wall Street firms will soon face stiffer penalties for running afoul of US derivatives rules and more often admit their misconduct when settling with the Commodity Futures Trading Commission. https://t.co/KsqBTYv31a