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HSBC is taking action to prevent staff from texting on their work phones in response to ongoing regulatory probes into the industry's use of unauthorized communication methods. The move comes as Wall Street firms face stiffer penalties for violating US derivatives rules and are more likely to admit misconduct when settling with the Commodity Futures Trading Commission. In addition, Citadel Securities and a trade group have sued the SEC over changes to how trading data are reported and paid for in the markets. Financial firms may also have to screen staff video calls for compliance breaches as regulators are expected to scrutinize such calls.
With text messages and emails under tightened surveillance, financial firms may now have to screen staff video calls for possible rule-breaking, amid concern regulators are poised to scrutinize such calls for compliance breaches https://t.co/AQGOO01K4A
Citadel Securities and a trade group sued the SEC over changes the regulator is making to how trading data are reported and paid for in the markets https://t.co/z0IL1oqtrw
Wall Street firms will soon face stiffer penalties for running afoul of US derivatives rules and more often admit their misconduct when settling with the Commodity Futures Trading Commission. https://t.co/KsqBTYv31a
HSBC is blocking staff from texting on their work phones, in the latest fallout from regulatory probes into the industry’s use of unauthorized communication methods https://t.co/EkltIuX5jC via @markets
HSBC is blocking staff from texting on their work phones, in the latest fallout from regulatory probes into the industry’s use of unauthorized communication methods https://t.co/CTwXfZkrSA
HSBC is blocking staff from texting on their work phones, in the latest fallout from regulatory probes into the industry’s use of unauthorized communication methods https://t.co/EypSlwwypc